IMT SOLVED ASSIGNMENTS AVAILABLE – FIN004
ASSIGNMENT
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Question 1:
A market in which different currencies are bought and sold under-regulated arrangements is
a. Foreign exchange market
b. Financial market
c. Money market
d. Capital market
Question 2:
Which of the following statements regarding dematerialization is false?
a. investor has to pay stamp duty for the dematerialization of shares
b. NSDL doesn’t charge its DPs for dematerialization
c. Odd lot shares can be dematerialized
d. Shares not registered in the name of the concerned account holder cannot be dematerialized
Question 3:
All insurance companies are required to obtain a Certificate of Registration, to be renewed …………………from IRDA
a. annually
b. quarterly
c. in every 5 years
d. half yearly
Question 4:
The net asset value of a mutual fund is
a. determined by calculating the net price or the assets owned by the fund
b. determined by subtracting the fund’s liabilities from its assets and dividing by the number of shares outstanding
c. calculated every 15 minutes and used for transactions occurring during the next 15-minute interval
d. calculated as the ofference between the funds assets and its abilities
Question 5:
Who is the apex body which controls all financial institutions?
a. Reserve Bank of India
b. Ministry of Finance
c. Government of India
d. Security and Exchange Board of India
Question 6:
Provided at a stage when product has been launched in the market but has not earned enough profits to meet future capital needs.
a. seed capital
b. Start-up capital
c. Second round capital
d. First round capital
Question 7:
………………is a financial intermediary that helps to mobilize and transfer capital from those who possess it to those who need it
a. lease finance
b. Hire purchaser
c. Depository
d. venture capital
Question 8:
is a plastic card embedded with a computer chip that stores and transacts data between users?
a. credit card
b. debit card
c. smart card
d. EMI card
Question 9:
Following are the examples of fund-based services, except
a. Portfolio management
b. Lease financing
c. Underwriting
c. Factoring
Question 10:
Is it an investment in a start-up business?
a. mutual fund
b. venture capital
c. Working capital
d. Factoring
Question 11:
A merchant bank is a financial institution conducting capital market activities of
a. issue management
b. Underwriting and financial advice
c. Investment service
d. All of the above
Question 12:
How many merchant bankers are required if the company issue size is < Rs. 50 CR
a. One
b. two
c. three
d. five
Question 13:
The investors hold commercial papers generally from
a. Issuance to maturity
b. within 1 to 2 days
c. within 3 to 4 days
d. thin 4 to 5 days
Question 14:
Of the following fund types, the highest risk is associated with
a. Balance fund
b. Gift funds
c. Equity growth fund
d. Debt funds
Question 15:
Listing of shares at a stock exchange ensures
a. guaranteed returns
b. long term capital appreciation
c. low risk
d. high liquidity
Question 16:
Which is not the type of financial services
a. Fund based services
b. Insurance services
c. Need-based services
d. Fee-based services
Question 17:
Early-stage financing includes
a. Sees capital start-up bridge
b. Seed capital start-up mezzanine capital
c. Seed capital start-up second-round financing
d. Seed capital start-up buyouts
Question 18:
To dematerialize government securities, NSDL has to take former approval of
a. SEBI and RBI both
b. Issuing government authority
c. RBI
d. All of these
Question 19:
………. refers to a transaction in which two parties agree to sell and repurchase the same security
a. Certificate of deposit
b. Re-purchase Option (REPO)
c. Commercial bills
d. Treasury bills
Question 20:
An investor opens a depository account which is called
a. Beneficiary ac
b. Clearing member ac
c. Broker ac
d. Intermediary etc
Question 21:
Which of the following is not a characteristic feature of venture capital firms?
a. Holding equity in the firms that are funded
b. Having a long-term investment horizon.
c. Funding just one or a small number of firms
d. Providing advice and assistance to the firms that are funded
Question 22:
…………..are concerns to an individual include death poor health, unemployment, and superannuation.
a. Loss of expected income
b. Property losses
c. Personal losses
d. All losses
Question 23:
Which of the following is traded in a money market?
a. preference shares
b. montages
c. treasury bills
d. common stock
Question 24:
Certificates of Deposits (CDs) are issued by
a. Regional Rural bank
b. Corporate
c. Schedule commercial bank
d. Private banks
Question 25:
In India, Venture capital firms are usually organized as
a. Limited partnership
b. closed-end mutual funds
c. Trust or Company
d. Non-profit business
Question 26:
Primary market and secondary market are the types of……………
a. Financial institutions
b. Financial instruments
c. Capital Market
d. Financial services
Question 27:
A……….plan offered by the mutual funds to facilitate investors to save money on regular basis This plan is like the recurring deposit
a. Lump sum plan
b. arbitrage plan
c. systematic investment plan
d. recurring plan
Question 28:
NBFC Stands For,
a. Non-banking finance companies
b. Non-banking financial corporation
c. Non-bulk finance companies
d. None of these
Question 29:
Functions of financial services exclude…………………………………………
a. Collection of tax
b. Allocation of fund
c. Mobilization of savings
d. Specialized services
Question 30:
Plastic cards implanted with a computer chip to the data are known as
a. credit card
b. ATM card
c. smart card
d. SME card